TAU is an axonal microtubule-associated protein whose best known function is to bind and stabilize microtubules and promote their polymerization. Tau, a variously sized protein, has a number of repeated domains that bind tubulin and a number of phosphorylation sites that modulate its affinity for tubulin. In general, phosphorylation through a number of kinases decreases tau affinity to microtubules, whereas phosphatase activity dephosphorylates and increases affinity, resulting in tubulin binding and microtubule stabilization.1 

“[This work] allows the hypothesis that tau and perhaps microtubule dysfunction may underlie altered cognition after surgery.” 

Figure. No caption available.

Figure. No caption available.

Close modal

In Alzheimer disease and other tauopathies, tau becomes abnormally hyperphosphorylated and self-assembles into a number of higher-order structures, resulting in fibrillar-paired helical filaments, the core components of the classic intracellular neurofibrillary tangles.2How hyperphosphorylated tau, paired helical filaments, or neurofibrillary tangles go on to cause or contribute to cellular and synaptic dysfunction is not entirely clear,3but the correlation with the ultimate cognitive deficits is better than with other neuropathologic lesions, such as the amyloid plaque.4,5 

That the state of anesthesia can result in tau hyperphosphorylation was sprung on us a few years ago by Planel et al. ,6but we breathed a collective sigh of relief when it was carefully demonstrated that anesthesia-associated hypothermia was the culprit, rather than the drug itself, and that the effects were quickly reversible. The article in this month's ANESTHESIOLOGY by Le Freche et al.  suggests we may have relaxed too soon.7 

Le Freche et al.  exposed wild type mice to two concentrations of sevoflurane for 1 h once a month for 5 months starting at 5 months of age. There was no surgery. Immediately after the first exposure, phosphorylated tau was increased in the brain but not after 24 h. However, sometime between this first exposure and the fifth exposure, the effect on phosphorylated tau concentrations in the brain were no longer transient. A full month after the last exposure, phosphorylated tau in the hippocampus was increased dramatically, and the putative responsible kinases were identified. This is of interest because hypothermia-associated elevations in phosphorylated tau were associated with decreases in phosphatase activity, rather than activation of kinases. In addition, anesthetics may directly bind to and alter tubulin, promoting both tau release and microtubule dysfunction.8Thus, although this area remains understudied, anesthesia and its associated physiology might produce multiple hits on the tau and tubulin pathway.

The work by Le Freche et al.  is not the first time that persistent changes in tau have been identified after anesthesia. Elevations in insoluble tau and phosphorylated tau were found weeks to months after isoflurane anesthesia in mouse models of either tauopathy or Alzheimer disease.9,10Moreover, there is evidence for translation to humans. Tang et al.  found increased tau and phosphorylated tau in the cerebrospinal fluid of patients as long as 48 h after endoscopic surgery with propofol/remifentanyl or sevoflurane anesthesia,11and Palotás et al. , found increased total tau as long as 6 months after coronary artery bypass graft surgery performed during total intravenous anesthesia.12Although it is impossible to determine causality in these early clinical studies, it seems that a case for perioperative modulation of tau is emerging.

So what? Tau is modulated physiologically. For example, phosphorylated tau is increased during fetal and neonatal development, where it is thought to contribute to the less-stable neuronal cytoskeleton required in periods of neuronal growth and plasticity.13Le Freche et al.  anticipate this question by performing cognitive studies on their mice between the fourth and fifth sevoflurane exposures. Using the Morris water maze, they find that working memory is not different from that of controls, but memory retention is diminished significantly in the sevoflurane-exposed animals.

Unlike the researchers of the human studies, Le Freche et al.  are able to link the anesthetic alone with both phosphorylated tau and memory effects. But as with the human studies, they are unable to make the link between phosphorylated tau and the memory effects. At this point, it is simply an intriguing association, but it allows the hypothesis that tau and perhaps microtubule dysfunction may underlie altered cognition after surgery. Direct tests of this idea are possible in animals, such as in tau knockout mice, but would be difficult in humans. Perhaps searching for parallel rank order effects of different anesthetics might allow some linkage, as might pre- or cotreatment with a variety of compounds that stabilize microtubules. The small molecule Epothilone D and the octapeptide NAPVSIPQ are examples of microtubule-stabilizing compounds that delay onset of pathology and symptoms in neurodegenerative animal models and soon will be entering clinical Alzheimer trials.14,15It would be interesting if such drugs found a place in perioperative medicine in the future.

1.
Avila J, Lucas JJ, Perez M, Hernandez F: Role of tau protein in both physiological and pathological conditions. Physiol Rev 2004; 84:361–84
2.
Buée L, Bussière T, Buée-Scherrer V, Delacourte A, Hof PR: Tau protein isoforms, phosphorylation and role in neurodegenerative disorders. Brain Res Brain Res Rev 2000; 33:95–130
3.
Bretteville A, Planel E: Tau aggregates: Toxic, inert, or protective species? J Alzheimers Dis 2008; 14:431–6
4.
Delaère P, Duyckaerts C, Brion JP, Poulain V, Hauw JJ: Tau, paired helical filaments and amyloid in the neocortex: A morphometric study of 15 cases with graded intellectual status in aging and senile dementia of Alzheimer type. Acta Neuropathol 1989; 77:645–53
5.
Giannakopoulos P, Herrmann FR, Bussière T, Bouras C, Kövari E, Perl DP, Morrison JH, Gold G, Hof PR: Tangle and neuron numbers, but not amyloid load, predict cognitive status in Alzheimer's disease. Neurology 2003; 60:1495–500
6.
Planel E, Richter KE, Nolan CE, Finley JE, Liu L, Wen Y, Krishnamurthy P, Herman M, Wang L, Schachter JB, Nelson RB, Lau LF, Duff KE: Anesthesia leads to tau hyperphosphorylation through inhibition of phosphatase activity by hypothermia. J Neurosci 2007; 27:3090–7
7.
Le Freche H, Brouillette J, Fernandez-Gomez F-J, Patin P, Caillierez R, Zommer N, Sergeant N, Buée-Scherrer V, Lebuffe G, Blum D, Buée L: Tau phosphorylation and sevoflurane anesthesia: An association to postoperative cognitive impairment. ANESTHESIOLOGY 2012; 116:779–87
8.
Hinkley RE Jr: Macrotubules induced by halothane: In vitro  assembly. J Cell Sci 1978; 32:99–108
9.
Planel E, Bretteville A, Liu L, Virag L, Du AL, Yu WH, Dickson DW, Whittington RA, Duff KE: Acceleration and persistence of neurofibrillary pathology in a mouse model of tauopathy following anesthesia. FASEB J 2009; 23:2595–604
10.
Tang JX, Mardini F, Caltagarone BM, Garrity ST, Li RQ, Bianchi SL, Gomes O, Laferla FM, Eckenhoff RG, Eckenhoff MF: Anesthesia in presymptomatic Alzheimer's disease: A study using the triple-transgenic mouse model. Alzheimers Dement 2011; 7:521–31
11.
Tang JX, Baranov D, Hammond M, Shaw LM, Eckenhoff MF, Eckenhoff RG: Human Alzheimer and inflammation biomarkers after anesthesia and surgery. ANESTHESIOLOGY 2011; 115:727–32
12.
Palotás A, Reis HJ, Bogáts G, Babik B, Racsmány M, Engvau L, Kecskeméti E, Juhász A, Vieira LB, Teixeira AL, Mukhamedyarovi MA, Rizvanov AA, Yalvaç ME, Guimarães MM, Ferreira CN, Zefirov AL, Kiyasov AP, Wang L, Janka Z, Kálmán J: Coronary artery bypass surgery provokes Alzheimer's disease-like changes in the cerebrospinal fluid. J Alzheimers Dis 2010; 21:1153–64
13.
Lovestone S, Reynolds CH: The phosphorylation of tau: A critical stage in neurodevelopment and neurodegenerative processes. Neuroscience 1997; 78:309–24
14.
Brunden KR, Yao Y, Potuzak JS, Ferrer NI, Ballatore C, James MJ, Hogan AM, Trojanowski JQ, Smith AB 3rd, Lee VM: The characterization of microtubule-stabilizing drugs as possible therapeutic agents for Alzheimer's disease and related tauopathies. Pharmacol Res 2011; 63:341–51
15.
Matsuoka Y, Jouroukhin Y, Gray AJ, Ma L, Hirata-Fukae C, Li HF, Feng L, Lecanu L, Walker BR, Planel E, Arancio O, Gozes I, Aisen PS: A neuronal microtubule-interacting agent, NAPVSIPQ, reduces tau pathology and enhances cognitive function in a mouse model of Alzheimer's disease. J Pharmacol Exp Ther 2008; 325:146–53